CFA對於工作經驗的要求

由 **Ben** » 2005-04-07 21:22

http://www.cfainstitute.org/cfaprogram/ ... ience.html

網站 · 由 **agk99** » 2005-04-07 21:42

2005年後，只有這些人的經驗才符合要求耶，會不會太嚴

1. Client Service Representative or Relationship Manager
2. Compliance Analyst/Officer
3. Investment Consultant
4. Corporate Chief Financial Officer
5. Corporate Finance Analyst
6. Investment Banking Analyst
7. Derivatives Analyst
8. Economist
9. Institutional Sales Professional/Business Development
(Buy & Sell Side)
10. Investment Strategist
11. Portfolio Manager
12. Private Client Investment Advisor
13. Professor/Instructor
14. Quantitative Investment or Risk Analyst
15. Real Estate Investment Manager
16. Regulator/Supervisor of Investment Firm
17. Security/Investment Analyst
18. Securities Trader
19. Valuator of Closely Held Business
20. Venture Capital Analyst

網站 · 由 **agk99** » 2005-04-07 22:00

以下頭銜是2004以前認可的，2005年就不行了，包括我熟悉的三個工作

Accountant
Actuary
Auditor
Bank Examiner
Bank Lending (corporate)
Business Appraiser
Client Services Manager
Compliance Examiner
Consultant on Investment Manager Selection/Investment Policy
Corporate Chief Financial Officer
Corporate Controller (not finance/not investment)
Derivatives Analyst
Director of Finance
Director of Mutual Funds
Economist (involved in investment decision-making process)
Financial Journalist (Editor/Reporter/Publisher)
Financial Planner
Internal Corporate Planning Analyst
Internal Management of Investment Firm
Investment Banking/Corporate Finance Consultant
Investment Sales (consultative)
Investment Strategy Formulation
Investor Relations
Management Consultant (excluding personnel)
Marketer (of investment management services, funds, securities, etc.)
Mutual Fund Sales/Trainer
Options/Futures/Commodities Analyst
Portfolio Administrator
Portfolio Manager
Portfolio Performance Evaluator
Portfolio Strategist
Product/Software Developer (of investment-related products/services)
Professor/Instructor (investment, finance, and economics, or non-financial business administration)
Quantitative Investment Analyst
Real Estate Investment Manager
Risk Analyst (securities related)
Securities and Investment Analyst
Securities Regulation
Securities Trader
Securities Underwriter
Stockbroker/Registered Representative
Valuator of Closely Held Business
Valuator of Mergers/Acquisitions
Venture Capital Investment (not securities)

這些人，以前都可以算，現在都不算，太慘了

由 **James** » 2005-04-07 22:44

Title只是列舉而已，精神在於你的工作內容有多少比重是在投資決策過程中的一環，
相關工作經驗是要40%以上。

網站 · 由 **agk99** » 2005-04-07 22:49

我舉個例好了 james大哥請教您

我以前採訪了都是股票金融新聞是否就不算了
另外假設不算，我是否只要在精神上做新標準的工作
累積到四年後，就可以拿執照
我很怕我白考耶

由 **流浪水手** » 2005-04-07 22:50

看來不容易達到ㄟ
只好唸完MBA後再慢慢累積了

由 **James** » 2005-04-07 23:10

(i) evaluating or applying financial, economic and/or statistical data as part of the investment decision-making process involving securities or similar investments, which includes, but is not limited to, publicly traded and privately placed stocks, bonds and mortgages and their derivatives; commodity-based derivatives and mutual funds; and other investment assets, such as real estate and commodities, if these other investment assets are held as part of a diversified, securities-oriented investment portfolio; or

(ii) supervising, directly or indirectly, persons who practice such activities; or

(iii) teaching such activities.

其實就這個定義，我個人覺得只有在金融業從事投資(幫人作投資組合也算，
所以投資業務也會被列進來)及證券研究這些算，與投資相關的風險管理應該也算。
照定義比較狹義的解釋，我是不認為Accountant算，因為他們工作沒有涉及
投資決策相關的，但廣義來說，你也可以說他簽證財報，而財報可用來作投資
分析之用。但若在四大下所設的財務顧問公司，作財務分析就可能會算。
關於記者，我不知他是哪部分合乎這個標準，除非是指提供資訊以供投資決策這部份。
不過，我無法代表CFAI的看法，我之前問過一個外資分析師，他也沒有辦法很
確定，因為他做的工作是典型的CFA資格認可的，所以他沒辦法說界線在哪裡。
我覺得不是作典型投資工作的人可能要盡量想想自己可能符合哪個部分，
想想如何合理解釋這個部分，然後寫信去問CFAI。

網站 · 由 **agk99** » 2005-04-07 23:24

再請教James大哥

所以現在我們這票2005才註冊的人，除非是原本就合乎新認定的20項直接或間接相關的工作，否則都得從現在起從新累積，但有沒有期限呢?

好比說三次考完後，幾年內累積四年工作完畢

由 **joseph** » 2005-04-08 23:28

agk99 \$m[1]:再請教James大哥

所以現在我們這票2005才註冊的人，除非是原本就合乎新認定的20項直接或間接相關的工作，否則都得從現在起從新累積，但有沒有期限呢?

好比說三次考完後，幾年內累積四年工作完畢

我也有相同的疑問吔

另外,到時如果三關全過了,工作經驗證明是要公司出具嗎,如果不是那20項,但有相關是否自己要加以解釋呢...
真令人困擾 :-#

CFA對於工作經驗的要求

CFA對於工作經驗的要求

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